Indiabulls Power Limited.

I (a) STATEMENT SHOWING SHAREHOLDING PATTERN

Name of the Company : INDIABULLS WHOLESALE SERVICES LIMITED
BSE SCRIP CODE : 533520 / NSE SYMBOL : IBWSL
Name of the Scrip and class of security - Equity Shares with voting rights QUARTER ENDED 30.09.2012
Partly paid-up shares No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
       
Held by Promoter / Promoter Group None N.A. N.A.
Held by Public None N.A. N.A.
Total None N.A. N.A.
Note : There are no partly paid-up shares held in the Company
       
Outstanding convertible securities* No. of outstanding securities As a % of total no. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities [Refer to (ii) below]
*Being the aggregate employee stock options in force as of June 30, 2012 under ESOP Scheme of the Company      
Held by promoter/promoter group None N.A. N.A.
Held by Public 2907000 100% 5.47
Total: 2907000 100% 5.47
       
Warrants No. of Warrants As a % of total no. of Warrants As a % of total no. of shares of the company, assuming full conversion of Warrants
Held by promoter/promoter group None N.A. N.A.
Held by Public None N.A. N.A.
Total: None N.A. N.A.
       
Note:-      
Total paid-up capital of the company, assuming full conversion of Warrants and convertible securities  (i) Rs. 100,570,186/- [50,285,093 Equity shares of face value Rs. 2/- each, as of 30.09.2012]
  (ii) Rs. 106,384,186/- [53,192,093 Equity shares of face value Rs. 2/- each, assuming full conversion of employee stock options rererred to above]



Categroy Code Category of shareholder Number of shareholders Total number of shares Number of shares held in dematerialised form Total shareholding as a percentage of total  number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) As a percentage of (A+B+C) No of shares As a percentage 
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) =
(VIII)/(IV)*100
A Promoter and Promoter Group              
1 Indian              
(a) Individual/Hindu Undivided family 3 300000 300000 0.60 0.60 0 0.00
(b) Central  Government/state government(s) 0 0 0 0.00 0.00 0 0.00
(c) Bodies corporate 5 18553251 18553251 36.89 36.89 0 0.00
(d) Financial Institutions/Banks 0 0 0 0.00 0.00 0 0.00
(e) Any other (specify) 0 0 0 0.00 0.00 0 0.00
  Sub Total (A) (1) 8 18853251 18853251 37.49 37.49 0 0.00
2 Foreign              
(a) Individuals (Non resident individuals / Foreign individuals) 0 0 0 0.00 0.00 0 0.00
(b) Bodies corporate 0 0 0 0.00 0.00 0 0.00
(c) Institutions 0 0 0 0.00 0.00 0 0.00
(d) Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
(e) Any other (specify) 0 0 0 0.00 0.00 0 0.00
  Sub Total (A) (2) 0 0 0 0.00 0.00 0 0.00
  Total Shareholding of Promoter and Promoter Group A=A(1)+A(2) 8 18853251 18853251 37.49 37.49 0 0.00
(B) Public shareholding           N.A. N.A.
1 Institutions           N.A. N.A.
(a) Mutual Funds / UTI 0 0 0 0.00 0.00    
(b) Financial Institutions / Banks 2 74 74 0.00 0.00    
(c) Central Government / State Government(s) 0 0 0 0.00 0.00    
(d) Venture Capital Funds 0 0 0 0.00 0.00    
(e) Insurance Companies 0 0 0 0.00 0.00    
( f) Foreign Institutional Investors 48 1119144 1119144 2.23 2.23    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
(i) Any other (specify)              
  Sub Total (B) (1) 50 1119218 1119218 2.23 2.23 N.A. N.A.
2 Non Instituions           N.A. N.A.
(a) Bodies Corporate 1180 8812319 8812319 17.52 17.52    
(b)(i) Individual shareholders holding nominal share capital up to Rs. 1 lakh 82576 8046521 8041668 16.00 16.00    
(b)(ii) Individual shareholders holding nominal share capital in excess of  Rs. 1 lakh 48 12647534 12647534 25.15 25.15    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
(d) Any other (specify)              
  Non-Resident Indians 938 606485 606484 1.21 1.21    
  Clearing Members 79 199765 199765 0.40 0.40    
  Sub Total (B) (2) 84821 30312624 30307770 60.28 60.28 N.A. N.A.
  Total Public shareholding  (B)= (B1) +(B2) 84871 31431842 31426988 62.51 62.51 N.A. N.A.
  Total (A)+(B) 84879 50285093 50280239 100.00 100.00 0 0.00
(C ) Shares held by custodian and against which Depository Receipts have been issued              
1 Promoter and Promoter Group 0 0 0 0.00 0.00 N.A. N.A.
2 Public 0 0 0 0.00 0.00 N.A. N.A.
  Grand Total (A) + (B) + (C) 84879 50285093 50280239   100.00 0 0.00
N.A. - Not Applicable
Note : The Company has issued two class of securities (a) Equity shares with voting rights -listed on Indian Stock Exchanges (b) 9% Redeemable Non-Cumulative Non-Convertible Preference Shares - not listed on Stock Exchanges 


(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr. No. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
No.of shares held As a % of  Grand Total  (A)+(B)+(C)  No. As a percentage  As a % of grand total (A)+(B)+(C) of sub-clause (I)(a) Number of warrants held As a % total numbar of warrants of the same class Number of convertible securities held  As a %  total number of convertible securities of the same class
(I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VI) (VIII) (IX) (X) (XI) (XII)
1 KRITIKKA INFRASTRUCTURE PRIVATE LIMITED 6149725 12.23 0 0.00 0.00 0 0.00 0 0.00 11.56
2 YANTRA ENERGETICS PRIVATE LIMITED 4633144 9.21 0 0.00 0.00 0 0.00 0 0.00 8.71
3 JYESTHA INFRASTRUCTURE PRIVATE LIMITED 3330412 6.62 0 0.00 0.00 0 0.00 0 0.00 6.26
4 GRAGERIOUS PROJECTS PRIVATE LIMITED 3316442 6.59 0 0.00 0.00 0 0.00 0 0.00 6.24
5 PUNARVASU BUILDERS AND DEVELOPERS PRIVATE LIMITED 1123528 2.24 0 0.00 0.00 0 0.00 0 0.00 2.11
6 SAMEER GEHLAUT 150000 0.30 0 0.00 0.00 0 0.00 0 0.00 0.28
7 SAURABH KUMAR MITTAL  75000 0.15 0 0.00 0.00 0 0.00 0 0.00 0.14
8 RAJIV RATTAN  75000 0.15 0 0.00 0.00 0 0.00 0 0.00 0.14
  Total 18853251 37.49 0 0.00 0.00 0 0.00 0 0.00 35.44


(I) (c) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares



Sr. No. Name of the shareholder Number of shares held Shares as a percentage of total number of shares ( i.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of warrants held As a % total numbar of warrants of the same class Number of convertible securities held  As a %  total number of convirtible securities of the same class
1 INDIABULLS EMPLOYEES' WELFARE TRUST 2433736 4.84 0 0.00 0 0.00 4.57
2 NIRMAL BANG FINANCIAL SERVICES PRIVATE LIMITED  1977496 3.93 0 0.00 0 0.00 3.72
3 ANUGRAH STOCK & BROKING PVT LTD 1268700 2.52 0 0.00 0 0.00 2.39
4 TEJINDERPAL SINGH MIGLANI  969491 1.93 0 0.00 0 0.00 1.82
5 ASHISH CHOUDHARY  799892 1.59 0 0.00 0 0.00 1.50
6 QUICKPAY SUPPLIERS PRIVATE LIMITED 591361 1.18 0 0.00 0 0.00 1.11
7 NILESH JASWANTLAL PAREKH 795499 1.58 0 0.00 0 0.00 1.50
8 KALPANA KHANDELWAL 508342 1.01 0 0.00 0 0.00 0.96
  Total 9344517 18.58 0 0.00 0 0.00 17.57


(I)( c) (ii)Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company


Sr. No. Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them Number of shares held Shares as a percentage of total number of shares ( I.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of warrants held As a % total numbar of warrants of the same class Number of convertible securities held  As a %  total number of convirtible securities of the same class
1 NIL 0 0.00 0 0.00 0 0.00 0.00
  Total 0 0.00 0 0.00 0 0.00 0.00

 

(I) (d)Statement showing details of locked-in shares

Sr. No. Name of the shareholder Category of shareholders(Promoters / Public) Number of locked in shares Locked in Shares as a percentage of total number of shares ( I.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above
1 KRITIKKA INFRASTRUCTURE PRIVATE LIMITED PROMOTER GROUP 3017106 6.00
2 YANTRA ENERGETICS PRIVATE LIMITED PROMOTER GROUP 2459695 4.89
3 JYESTHA INFRASTRUCTURE PRIVATE LIMITED  PROMOTER GROUP 1910834 3.80
4 GRAGERIOUS PROJECTS PRIVATE LIMITED PROMOTER GROUP 1591775 3.17
5 PUNARVASU BUILDERS AND DEVELOPERS PRIVATE LIMITED PROMOTER GROUP 864652 1.72
6 SAMEER GEHLAUT  PROMOTER 100570 0.20
7 SAURABH KUMAR MITTAL  PROMOTER 57828 0.11
8 RAJIV RATTAN  PROMOTER 54559 0.11
  Total   10057019 20.00


(II) (a)Statement showing holding of Depository Receipts (DRs)


Sr. No. Type of outstanding DRs(ADRs,GDRs,SDRs Number of outstanding DRs Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares { Grand Total (A)+(B)+(C ) indicated in statement at para (I)(a) above
1 NIL 0 0 0.00
  Total 0 0 0.00


(II) (b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by 'promoter / promoter group' are in excess of 1% of total number of shares

1 Name of the DR holder Type of outstanding DRs(ADRs, GDRs,SDRs etc.)  Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares { Grand Total (A)+(B)+(C ) indicated in statement at para (I)(a) above
1 NIL 0 0 0.00
  Total 0 0 0.00

* Does not include 120,305 shares purchased by Yantra Energetics Private Limited (55,559 shares), Gragerious Projects Private Limited (62,246 shares) and Kritikka Infrastructure Private Limited (2,500 shares) on June 28, 2012/ June 29, 2012, against which delivery was received subsequent to June 30, 2012.
For Indiabulls Wholesale Services.