Indiabulls Power Limited.

I (a) STATEMENT SHOWING SHAREHOLDING PATTERN

Name of the Company : INDIABULLS WHOLESALE SERVICES LIMITED
BSE SCRIP CODE : 533520 / NSE SYMBOL : IBWSL
Name of the Scrip and class of security - Equity Shares with voting centers QUARTER ENDED 31.12.2013
Partly paid-up shares No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company
       
Held by Promoter / Promoter Group None N.A. N.A.
Held by Public None N.A. N.A.
Total None N.A. N.A.
Note : There are no partly paid-up shares held in the Company
       
Outstanding convertible securities* No. of outstanding securities As a % of total no. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities [Refer to (ii) below]
*Being the aggregate employee stock options in force as of December 31, 2013 under ESOP Scheme of the Company      
Held by promoter/promoter group None N.A. N.A.
Held by Public 3168300 100% 5.90
Total: 3168300 100% 5.90
       
Warrants No. of Warrants As a % of total no. of Warrants As a % of total no. of shares of the company, assuming full conversion of Warrants
Held by promoter/promoter group None N.A. N.A.
Held by Public None N.A. N.A.
Total: None N.A. N.A.
       
Note:-      
Total paid-up capital of the company, assuming full conversion of Warrants and convertible securities  (i) Rs. 101,057,586/- [50,528,793 Equity shares of face value Rs. 2/- each, as of 31.12.2013]
  (ii) Rs. 107,394,186/- [53,697,093 Equity shares of face value Rs. 2/- each, assuming full conversion of employee stock options rererred to above]




Categroy Code Category of shareholder Number of shareholders Total number of shares Number of shares held in dematerialised form Total shareholding as a percentage of total  number of shares Shares pledged or otherwise encumbered
As a percentage of (A+B) As a percentage of (A+B+C) No of shares As a percentage 
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) =
(VIII)/(IV)*100
A promoter and promoter group              
1 Indian              
(a) Individual/Hindu Undivided family 3 300000 300000 0.59 0.59 0 0.00
(b) Central  Government/state government(s) 0 0 0 0.00 0.00 0 0.00
(c) Bodies corporate
5
20139856
20139856
39.86
39.86
0
0.00
(d) Financial Institutions/Banks
0
0
0
0.00
0.00
0
0.00
(e) Any other (specify)
0
0
0
0.00
0.00
0
0.00
  Sub Total (A) (1)
8
20439856
20439856
40.45
40.45
0
0.00
2 Foreign              
(a) Individuals (Non resident individuals / Foreign individuals) 0 0 0 0.00 0.00 0 0.00
(b) Bodies corporate 0 0 0 0.00 0.00 0 0.00
(c) Institutions 0 0 0 0.00 0.00 0 0.00
(d) Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
(e) Any other (specify) 0 0 0 0.00 0.00 0 0.00
  Sub Total (A) (2) 0 0 0 0.00 0.00 0 0.00
  Total Shareholding of Promoter and Promoter Group A=A(1)+A(2)
8
20439856
20439856
40.45
40.45
0
0.00
(B) Public shareholding              
1 Institutions              
(a) Mutual Funds / UTI 0 0 0 0.00 0.00 0 0.00
(b) Financial Institutions / Banks 3 86 86 0.00 0.00 0 0.00
(c) Central Government / State Government(s) 0 0 0 0.00 0.00 0 0.00
(d) Venture Capital Funds 0 0 0 0.00 0.00 0 0.00
(e) Insurance Companies 0 0 0 0.00 0.00 0 0.00
( f) Foreign institutional investors
19
602418
602418
1.19
1.19
0
0.00
(g) Foreign Venture Capital Investors
0
0
0
0.00
0.00
0
0.00
(h) Qualified Foreign Investor
0
0
0
0.00
0.00
0
0.00
(i) Any other (specify)              
  Sub Total (B) (1)
22
602504
602504
1.19
1.19
0
0.00
2 Non Instituions              
(a) Bodies Corporate
1038
6443452
6443452
12.75
12.75
0
0.00
(b)(i) Individual shareholders holding nominal share capital up to Rs. 1 lakh
72176
8457372
8452555
16.74
16.74
0
0.00
(b)(ii) Individual shareholders holding nominal share capital in excess of  Rs. 1 lakh
58
12955514
12955514
25.64
25.64
0
0.00
(c) Qualified Foreign Investor
0
0
0
0.00
0.00
0
0.00
(d) Any other (specify)
  Non-Resident Indians
807
1473622
1347921
2.92
2.92
0
0.00
  Foreign Nationals
3
80000
0
0.16
0.16
0
0.00
  Clearing Members
66
76473
76473
0.15
0.15
0
0.00
  Sub Total (B) (2)
74148
29486433
29275915
58.36
58.36
0
0.00
  Total Public shareholding  (B)= (B1) +(B2)
74170
30088937
29878419
59.55
59.55
0
0.00
  Total (A)+(B)
74178
50528793
50318275
100.00
100.00
0
0.00
(C ) Shares held by custodians and against which Depository Receipts have been issued 0 0 0   0.00   0.00
1 promoter and promoter group 0 0 0 0.00 0.00 0 0.00
2 Public 0 0 0 0.00 0.00 0 0.00
  Grand Total (A) +(B)+( C)
74178
50528793
50318275
100.00
0
0.00
N.A. - Not Applicable
Note : The Company has issued two class of securities (a) Equity shares with voting centers -listed on Indian Stock Exchanges (b) 9% Redeemable Non-Cumulative Non-Convertible Preference Shares - not listed on Stock Exchanges 


1(b) Statement showing holding os securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group"


Sr. No. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of
No.of shares held As a % of  Grand Total          (A)+(B)+(C)  No As a percentage    As a % of grand total (A)+(B)+(C) of sub-clause (I)(a) Number of warrants held         As a % total numbar of warrants of the same class Number of convertible securities held As a % total number of convirtible securities of the same class
(I)
(II)
(III)
(IV)
(V)
(VI)=(V)/(III)*100
(VI)
(VIII)
(IX)
(X)
(XI)
(XII)
1
KRITIKKA INFRASTRUCTURE PRIVATE LIMITED
6965763
13.79
0
0.00
0.00
0
0.00
0
0.00
                                       
12.97
2
YANTRA ENERGETICS PRIVATE LIMITED
4633144
9.17
0
0.00
0.00
0
0.00
0
0.00
                                         
8.63
3
JYESTHA INFRASTRUCTURE PRIVATE LIMITED
4087009
8.09
0
0.00
0.00
0
0.00
0
0.00
                                         
7.61
4
GRAGERIOUS PROJECTS PRIVATE LIMITED
3330412
6.59
0
0.00
0.00
0
0.00
0
0.00
                                         
6.20
5
PUNARVASU BUILDERS AND DEVELOPERS PRIVATE LIMITED
1123528
2.22
0
0.00
0.00
0
0.00
0
0.00
                                         
2.09
6
SAMEER GEHLAUT
150000
0.29
0
0.00
0.00
0
0.00
0
0.00
                                         
0.28
7
SAURABH KUMAR MITTAL
75000
0.15
0
0.00
0.00
0
0.00
0
0.00
                                         
0.14
8
RAJIV RATTAN
75000
0.15
0
0.00
0.00
0
0.00
0
0.00
                                         
0.14
Total
20439856
40.45
0
0.00
0.00
0
0.00
0
0.00
38.06


(I) (c) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares



Sr. No. Name of the shareholder Number of shares held Shares as a percentage of total number of shares ( I.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of warrants held         As a % total numbar of warrants of the same class Number of convertible securities held          As a %  total number of convirtible securities of the same class
1
INDIABULLS EMPLOYEES' WELFARE TRUST
2433736
4.82
0
0.00
0
0.00
4.53
2
TEJINDER PAL SINGH MIGLANI
969491
1.92
0
0.00
0
0.00
1.80
3
ASHISH CHOUDHARY
925592
1.83
0
0.00
0
0.00
1.72
4
MINDSET TECHNOLOGIES PVT. LTD.
615793
1.21
0
0.00
0
0.00
1.15
5
KALPANA KHANDELWAL
508342
1.01
0
0.00
0
0.00
0.95
6
ASHISH DHAMANI
508121
1.01
0
0.00
0
0.00
0.95
Total
5961075
11.80
0
0.00
0
0.00
11.10


(I)( c) (ii)Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company


Sr. No. Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them Number of shares held Shares as a percentage of total number of shares ( I.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of warrants held         As a % total numbar of warrants of the same class Number of convertible securities held          As a %  total number of convirtible securities of the same class
1 NIL 0 0.00 0 0.00 0 0.00 0.00
  Total 0 0.00 0 0.00 0 0.00 0.00

 

(I) (d)Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked in shares Locked in Shares as a percentage of total number of shares ( I.e. Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above Promoters / Promoter Group / Public
1
KRITIKKA INFRASTRUCTURE PRIVATE LIMITED 3017106 5.97 PROMOTER/PROMOTER GROUP
2
YANTRA ENERGETICS PRIVATE LIMITED 2459695 4.87 PROMOTER/PROMOTER GROUP
3
JYESTHA INFRASTRUCTURE PRIVATE LIMITED 1910834 3.78 PROMOTER/PROMOTER GROUP
4
GRAGERIOUS PROJECTS PRIVATE LIMITED 1591775 3.15 PROMOTER/PROMOTER GROUP
5
PUNARVASU BUILDERS AND DEVELOPERS PRIVATE LIMITED 864652 1.71 PROMOTER/PROMOTER GROUP
6
SAMEER GEHLAUT 100570 0.20 PROMOTER/PROMOTER GROUP
7
SAURABH KUMAR MITTAL 57828 0.11 PROMOTER/PROMOTER GROUP
8
RAJIV RATTAN 54559 0.11 PROMOTER/PROMOTER GROUP
  Total 10057019 19.90  


(II) (a)Statement showing holding of Depository Receipts (DRs)


Sr. No. Type of outstanding DRs(ADRs,GDRs,SDRs Number of outstanding DRs Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares { Grand Total (A)+(B)+(C ) indicated in statement at para (I)(a) above
1 NIL 0 0 0.00
  Total 0 0 0.00


(II) (b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by 'promoter / promoter group' are in excess of 1% of total number of shares

1 Name of the DR holder Type of outstanding DRs(ADRs, GDRs,SDRs etc.)  Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares { Grand Total (A)+(B)+(C ) indicated in statement at para (I)(a) above
1 NIL 0 0 0.00
  Total 0 0 0.00

For Indiabulls Wholesale Services.